Since 2010, we have been committed to not only delivering exceptional tailored solutions for our clients but also adhering to, and surpassing the expectations held by global financial regulators.

ASIC Regulated

AcquaCap is authorised and regulated by Australian Securities and Investments Commission (ASIC), reg. No.374409.

ASIC is Australia'Is integrated corporate, markets, financial services and consumer credit regulator.

It is also an independent Australian Government body, setting up under and administering the Australian Securities and Investments Commission Act 2001 (ASIC Act), carrying out most of the work under the Corporations Act.

ASIC license and monitor financial services businesses to ensure that they operate efficiently, honestly and fairly. These businesses typically deal in superannuation, managed funds, shares and company securities, derivatives and insurance.

It require licensed financial services providers to meet strict capital requirements, as well as to follow and employ internal procedures including risk management, regular staff training, financial compliance and strict auditing procedures.

In the meanwhile, they also assess how effectively authorised financial markets are complying with their legal obligations to operate fair, orderly and transparent markets.

Indemnity Insurance

Indemnity insurance is a supplemental form of liability insurance specific to certain professionals or service providers. Insurance professionals provide counsel, expertise, or specialized services. Also referred to as professional liability insurance, indemnity insurance is nothing like general liability or other forms of commercial liability insurance that protect businesses against claims of bodily harm or property damage.

Indemnity insurance protects against claims arising from possible negligence or failure to perform that result in a client’s financial loss or legal entanglement. A client who suffers a loss can file a civil claim. In response, the professional’s indemnity insurance will pay litigation costs as well as any damages awarded by the court.

In accordance with our regulation, AcquaCap have professional indemnity insurance in place which covers the work done by our representatives, employees and authorised representatives.

Risk Disclaimer

Foreign Exchange (Forex) and Contracts for Difference (CFDs) are complex instruments and come with a high risk of losing money rapidly due to leverage. Leveraged products may not be suitable for everyone. You should ensure you fully understand the risks involved and seek independent advice if necessary. AcquaCap is is authorised and regulated by Australian Securities and Investments Commission (ASIC), reg. No.374409.